1 Applicant’s personal record and audit firm’s profile Instruction a. If there is insufficient space for any section of the form, you may photocopy the relevant page(s) and submit as part of this

a Derivatives Business Operator _________ Whereas Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 2 of the Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 37

Operator _________ Whereas Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 2 of the Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 37/2548 Re: Qualifications and

of an Executive of a Derivatives Business Operator _________ Whereas Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 2 of the Notification of the Securities and Exchange Commission No

assets.  During the SEC Board Meeting No. 1/2567 convened on 11 January 2024, the SEC Board, by virtue of Section 35, Paragraph 1, under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018

clients.On 5 September 2024, the SEC Board Meeting No. 11/2024, by virtue of Paragraph 1 of Section 35 of the Emergency Decree, passed a resolution requiring Bitazza to rectify its operations fully within 24

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Oversea bullion international trading Company Limited without proper licenses granted violating Section 16 of the Derivatives Act B.E.2546. In addition, the operation constituted public frauds contravening

trading Company Limited without proper licenses granted violating Section 16 of the Derivatives Act B.E.2546. In addition, the operation constituted public frauds contravening Section 343 and 83 of the

deemed a violation of Section 16 of the Derivatives Act B.E.2546 (2003). In addition, the operation constituted public frauds contravening Section 343 and 83 of the Penal Code. This case is under