operation; risk management; selection and monitoring of its personnel assuring that they have and maintain such qualifications that correspond to the nature of their duties; measures to prevent improper
monitoring of its personnel assuring that they have and maintain such qualifications that correspond to the nature of their duties; measures to prevent improper access to inside information among work units
meaning as the definition of such term under the Notification of the Capital Market Supervisory Board governing Qualifications and Other Prohibited Characteristics of Directors and Executives of Securities
ใหมีประสบการณ 5 ป (ใน 7 ปที่ผานมา) ในตลาดเงิน/ตลาดทุน - Fund Managers กรณีสําเร็จการศึกษาระดับปริญญาตรีขึ้นไปตองมี professional qualifications หรือผานการสอบหลักสูตรที่ home regulator ยอมรับ และ
) characteristics and qualifications, if any, of investors to which investment units may be offered for sale, such as persons who are general investors or major investors, for each type of investment unit, in cases
approval from the SEC Office shall last throughout the entire existence of the REIT; (2) governing, monitoring and proceeding as necessary to ensure that the assigned person has maintained the qualifications
of the qualifications of the cloud providers, the terms of services, and inspection of records and evidence. Clause 9 An intermediary shall establish the information security which addresses at least
หรือแจกจ่ายหนังสือช้ีชวนและ การเสนอขายหน่วยลงทุน (ฉบบัท่ี 5) ลงวนัท่ี 17 มกราคม พ.ศ. 2561 (มีผลใชบ้งัคบัเม่ือวนัท่ี 16 กุมภาพนัธ์ พ.ศ. 2561) 6 The Qualifications of the CIS Operator, Trustee / Fund