the Notification of the Securities and Exchange Commission No. KorThor. 5/2539 Re: Rules, Conditions and Procedures for Undertaking of Securities Business in the Category of Securities Financing dated
June 2004; (5) Clause 4(3) of the Notification of the Securities and Exchange Commission No. KorThor. 5/2539 Re: Rules, Conditions and Procedures for Undertaking of Securities Business in the Category of
capital ratio] not less than 7% of general liabilities at the end of any business day. In case of the securities company also licensed to undertake derivatives business in the category of derivatives
also licensed to undertake derivatives business in the category of derivatives brokerage under the law on derivatives4, such securities company shall maintain its net capital not less than 25 million
category of derivatives brokerage under the law on derivatives4, such securities company shall maintain its net capital not less than 25 million baht and [net capital ratio] not less than 7% of general
Kevin Development Company Limited which is deemed a connected transaction in the category of short-term rent/rent out of real property in accordance with the Notification of Capital Market Supervisory
Connected Transactions B.E. 2546 in the category of a transaction of acceptance financial assistance and the size of transaction is required to obtain the approval from the Board of Directors Meeting of the
the rules of the connected transactions under category 5, regarding to provide financial assistance for an amount of THB 4.00 million. The transaction volume of over THB 1 million but less than THB 20
Concerning the Connected Transactions dated November 19, 2003 in the category of assets or services, with the transaction size exceeding 0.03 percent, but not exceeding 3 percent of the net tangible assets of
management company or private fund management company; “Mutual fund management company” means any securities company licensed to undertake securities business in the category of mutual fund management