groups, namely: 1.1 Disclosure of information liable to causing damage to investors and capital market. This includes disseminating information or make a statement that is false or misleading in a
, and {B}, as manager, for such contravention which is liable under Section 125 of the same Act. Any persons who suffered damage from the company's illegal operation are encouraged to contact the ECD
derivatives trading decision on client's behalf. {G} case was in response to investor compliant indicating that she had made decision to buy securities without her client?s order causing damage to the
available risk. In case of damage prevention, it has an objective for preventing information and computer system from available risk according to a content cover the guideline for entering the computer centre
.. (Translation) -5- Physical Security. Objective . Physical Security have an objective for preventing unauthorised person access risk, integrity risk or make available risk. In case of damage prevention, it has an
damage or must be jointly responsible for the damage occurring to such financial institution whose license has been revoked, or business has been controlled or operation has been ceased due to the status
) 6.18 Having been a director, manager or person with managing power of a financial institution who have participated in causing damage or must be jointly responsible for the damage occurring to such
7 The insurance shall be used for the maintenance of capital in accordance with all of the following rules: (1) the insurance shall cover the damage arising from the operation of the intermediary or
insurance shall be used for the maintenance of capital in accordance with all of the following rules: (1) the insurance shall cover the damage arising from the operation of the intermediary or its personnel