, Sakkarin tricked the client to believe that there were trading transactions in the client's account at Apple Wealth by showing fake trading documents to the client. Later, the client ordered to sell shares

under (1) first because it reflects the true value. If the weighted average price cannot be calculated or should there be a resonable ground to believe that such weighted average price is inappropriate

Secretary-General was of the view that the promotion of discussion approaches among the public sector, the private sector and investors would be possible if all believe that mutual cooperation will bring

Bangkok, August 19, 2013 - The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against {A} on the ground to believe that he sold {X1} Plc. shares by using non

. In the case of Surasak, the evidence presented a ground to believe that he had known of the facts concerning such joint venture by virtue of his position as an audit committee member and independent

trading to the client. She also had the trader's name card made under the company's name and position of marketing officer, misleading the client to believe that such trader was an SEC approved investor

investors to believe that there was strong demand for AKP shares at elevated prices. As a result, other investors followed suit and entered into trades. Once the price had increased, the accused group

management; (2) private fund management; (3) securities brokerage of investment units, trust certificates of trust having the similar characteristics as mutual fund or any other securities prescribed by the

to procure, for himself or the other person, any advantage to which he is not entitled by law. 15 (3) having a reasonable ground to believe that there is a materially inappropriate demeanor [i

considering of the appointment of the company’s executive: (1) there are reasonable grounds to believe that he or she is or having been reasonably suspected of malfeasance in the operation or service of