Co. Ltd. that {A} had been authorized by his clients to make securities trading decisions on the clients' behalf where he frequently made trading decisions with relatively significant volume. He
Mr. Sakolkorn Sakavee Bitkub Online Co., Ltd. (Bitkub) by Mr. Sakolkorn Sakavee, Chief Executive Officer and authorized director, entered into a market maker agreement with Mr. Anurak Chueachai. They
Mr. Poramin Insom Satang Corporation Co., Ltd. (Satang) by Mr. Poramin Insom, Chief Executive Officer and authorized director, entered into a market maker agreement with LLC Fair Expo by Mr. Mikalai
Mr. Sakolkorn Sakavee Bitkub Online Co., Ltd. (“Bitkub”) by Mr. Sakolkorn Sakavee, Chief Executive Officer and authorized director, entered into a market maker agreement with Mr. Anurak Chueachai
Officer on Rules and Practices regarding Currency Exchange (No. 25), dated August 30, 2017, which included the following key points. 1. Authorized money changers are permitted to exchange foreign currency
3. For a private fund management company which has a license to conduct another securities business, if the company has been permitted by the Office to establish a full-service branch office for the
Exchange Commission. Clause 3. For a private fund management company which has a license to conduct another securities business, if the company has been permitted by the Office to establish a full-service
form through the business operator reporting system in accordance with the SEC Office of the Securities and Exchange Commission’s rule on the electronic data interchange, unless otherwise permitted by
form through the business operator reporting system in accordance with the SEC Office of the Securities and Exchange Commission’s rule on the electronic data interchange, unless otherwise permitted by
areas to be satisfied by a management company: (1) The scope of operations of the permitted branch office as it deems appropriate; (2) The procedures to be made by the management company to ensure