Personnel of Business Operators dated September 15, 2010. The actions were in violation of Clauses 23(1) and (2) and the prohibited characteristics of the personnel in the capital market business under Clause
submitted in the manner that continually affected the share price. The actions of four investment consultants were deemed as misconducts concerning share price manipulation while the action of executive
derivatives trading orders via the internet from the IP address of Krungsri Securities. Those orders were submitted for a certain period of time. The actions of Ashiya, Onjira and Wasana that made trading
were submitted for a certain period of time. The actions of {A}, {B} and {C} that made trading decisions on the clients? behalf were misconduct while {D}'s action was failure to perform her duty in
to ensure prompt actions against violations without imposing unnecessary and burdensome rules upon abiding entities;Promotion: presenting the Thai capital market as a robust venue of choice for fund
’ meeting, the memorandum of association, and/or application and/or any other actions necessary to comply with instruction of the registrar during the registration process for the increase in registered
, minutes of the shareholders’ meeting, the memorandum of association, and/or application and/or any other actions necessary to comply with instruction of the registrar during the registration process for the
in the Entire Business Transfer Agreement; (3) PCCA shall have fully repaid the loans to the directors; (4) There shall be no legal actions or proceedings by or against BGP Spectrum or PCCA, which