sanctions comprise a total fine of 27,398,667 baht (a civil penalty, a compensation in the amount equal to the benefit received or is entitled to be received, and a reimbursement of investigative expenses

, for failing to take action for the company?s utmost benefit or for the Board of Directors to have sufficient information before ratifying the above investments in Plus and Plus-W2. The criminal

? from MAC capital reduction.This is the case where AC and IFA have different opinion from BROOK board of directors and the transaction has an impact to the price and benefit that BROOK should be obtained

trust established with an objective to seek benefit from investment pools for investors as securities issuer under the Securities and Exchange Act of 1992. Defining trust as securities issuer aims to form

Special Investigation (DSI) on account of failure to perform duty in good faith causing damage to the company and siphoning company?s benefit through securities trading transactions. From the SEC?s probe

stage, an offer for sale of ASEAN CIS will be allowed only to institutional investor and high net worth individual as they can take care of and protect their own benefit and are capable of assessing

could influence the securities price to gain unfair benefit over other persons, liable to the offenses under Section 241 of the Securities and Exchange Act B.E. 2535 (1992) and criminal penalties under

offeror to gain undue benefit.  Offering price must not be lower than the highest price between (1) the highest acquisition price during 90 days prior to the date on which tender offer should have been

, for the benefit of his own or others, also transferred the client?s deposits placed with the company to the accounts of other clients that he was allowed to use. Chalerm?s actions were deemed dishonesty

her own benefit through clients? accounts  which were unprofessional and non-compliance with Clause 14(2) of the SEC Notification No. SorKhor 49/2552 Re: Approval for Investor Contacts and Standards of