SEC Search

SEC is proposing to amend the SEA in the part related to the preparation and submission of interim financial statements of listed companies. The amendment would allow SEC to have more flexibility in

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8737

SEC repeals certain regulations to keep pace with current situations and give more convenience to business operators under Regulatory Guillotine scheme

regard, SEC has reviewed regulations on the operation of investment management business as prescribed in two notifications by applying the guidelines of the Regulatory Guillotine scheme to ensure

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8741

SEC invites public opinions on proposed amendment to Securities and Exchanges Act to make it more flexible and keep pace with upcoming technology

SEC proposes the amendment to Securities and Exchanges Acts in various aspects so that the law would be more flexible, able to keep pace with new development and suitable for actual use. It also aims

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8778

SEC and Lawyers Council under Royal Patronage hold a seminar to enhance lawyers’ capability to assist defrauded investors in class action litigation

exchange act and class action litigation on securities fraud to lawyers will strengthen legal remedies available for defrauded investors in capital market. Therefore, SEC joins hand with Lawyers Council

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8768

SEC advises NBC shareholders to vote on the proposed Komchadluek acquisition, which the independent financial advisor views to be reasonable but the price and certain conditions are inappropriate

NBC will hold the AGM 2020 to seek approval for the acquisition of “Komchadluek” trademark from NMG at the amount of 69.9 million baht and the acquisition of assets and business under the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8569

OSMEP signs MOU with SEC and SET to promote the growth of SMEs and Startups through Thai capital market, driving Thai economy to grow in the next generation

OSMEP Director Veerapong Malai stated that OSMEP has a mission to integrate and foster the growth and enhance the international competitiveness of SMEs by working together with alliances in all

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8739

SEC public hearing on a proposed revision to securities business licensing regime to facilitate application procedure and support new business entry

Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6858

SEC encouraged the shareholders of GSTEL to exercise their rights to consider the receipt of financial assistance from the Mahachai Group

GSTEL will propose to the shareholders’ meeting on 29 May 2019 to ratify the entering into a financial assistance agreement with Mahachai Steel Center Co., Ltd. and Mr. Nirum Ngamchamnanrith

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8196

SEC launches an initiative on applying technology to ease of accessing to the capital market, account opening, and switching the services.

time because most of the license entities still use the same method taking about 5 to 7 days until the clients could start their investment, this results in a burden for the accessibility to the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8309

SEC in cooperation with SET and the Thai Listed Companies Association organize a seminar to prepare listed companies to apply CG Code principles

accordance with the new CG Code. Participants from more than 250 listed companies were in attendance. SEC Senior Assistant Secretary-General Waratchya Srimachand said that this seminar is intended to help

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8282