appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently that violate section 113 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick

to be able to operate the investment advisory service business efficiently that violate section 115 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick shall be liable for the

remuneration such as Clubhouse application, Line group and Facebook without obtaining license from the SEC by in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions

online platforms such as Facebook without obtaining license from the SEC by in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. This case

of 333,333.33 Baht SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 06/06/2018

>     - a civil monetary penalty of 333,333.33 Baht SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 30/03

> SEC Act (before the fifth amendment) Section 243 (1) in conjunction with 244 and 243 (2) in conjunction with Section 86 of the Penal Code Civil Action Dated 06/06/2018

333,333.33 Baht SEC Act (before the fifth amendment) Section 243 (1) in conjunction with 244 and 243 (2) in conjunction with Section 86 of the Penal Code Civil Action Dated 31/05/2018

(before the fifth amendment) Section 243 (1) in conjunction with 244 and 243 (2) in conjunction with Section 86 of the Penal Code Civil Action Dated 31/05/2018

>     - a civil monetary penalty of 500,000.00 Baht SEC Act (before the fifth amendment) Section 243 (1) in conjunction with 244 and 243 (2) in conjunction with Section 83 of