. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which have been promulgated in replacement of the Notification of Capital Market Supervisory

Supervisory Board No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which have been promulgated in replacement of the said two notifications.

capital market business under Clause 31(1) of No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014, which have been promulgated in replacement

Capital Market dated June 3, 2014 which have been promulgated in replacement of the said two notifications.

Notification of Capital Market Supervisory Board No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which have been promulgated in replacement of

Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications.

'/]" #3( futures contracts ".%/+ % ' #"+" - Forwards / Swaps replacement cost +, (.+, replacement cost +, (. E 2 2.1.2 Non FX-linked 30$). 2.1.1 30$). 2.1.1 2.2 !4!$$ 2.2.1 FX/Gold-linked (" 2) 30

their inability to comply with the rules or conditions to be exempted; (3) the Thai government agencies adopt other measures that are sufficient and a substitute for their non-compliance with the rules or

measures that are sufficient and a substitute for its non-compliance with the rules or conditions to be exempted. In granting an exemption under Paragraph 1, consideration shall be given to the

in its inability to comply with the rules or conditions to be exempted; 5 (3) the foreign entity who submits the application adopts other measures that are sufficient and a substitute for its non