translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Lor Thor. 8/2557 Re: Approval of Personnel in the Capital Market Business ___________________

trading orders of Preyatada was assisted or facilitated by Kittika and Thana.  The acts of the individuals above were liable to be offenses under Section 243(1) in conjunction with Section 244(1) and

e-service Online Submission Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >>   Type Title Section See document Status Notified Date Effective Date 1

e-service Online Submission Mutual Fund >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorNor. 2/2550 Re: Rules

e-service Online Submission Mutual Fund >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   44/2545 (Synopsis)   2

e-service Online Submission Private Fund >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board   23/2556    04/04/2013 01/05/2013

e-service Online Submission Securities Brokerage Business >>   Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations   5/2539    18/01/1996 2. Notification of

e-service Online Submission Securities Underwriter Business >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorJor

e-service Online Submission Securities Underwriter Business >>   Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations   5/2539    18/01/1996 2. Notification

e-service Online Submission Securities Dealer Business >>   Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations   5/2539    18/01/1996 2. Notification of the