to mutual funds according to the Notification concerning establishment and management of mutual fund issued by virtue of section 117 [of the Securities and Exchange Act B.E. 2535 (1992)]. In this
: Administrative Procedure under the Derivatives Act B.E. 2546 and the Trust for Transactions in the Capital Market B.E. 2550 (As Amended) By virtue of the Section 9(1), Section 121, Section 122 and Section 124 of
/Download?FILEID=dat/news/202105/21049870.pdf DRAFT director of the derivatives exchange shall be vacated from his office upon: (1) possession of any prohibited characteristics under Section 61; (2) removal
/Documents/Auditor/leadership.doc The Derivatives Act The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the
EDITED fourteen days after the date of such appointment or such change. Chapter 2 Management of the Fund _______________________ Section 12. 2 The Minister shall have the powers and duties to supervise and
administrator and planner. This move could be considered an attempt to delay IFEC business operations to continue being under the management team led by Mr. Suphanan, instead of setting up a shareholders
office solicited the foreign investors to make investments according to Gilt Edge?s advice and management to earn tax benefits and long-term returns. Gilt Edge also advertised that the company had a team
licensed to operate securities businesses in the category of mutual fund management and investment advisory nor licensed to operate derivatives business, his actions were in violation of the Securities and
e-service Online Submission Mutual Fund >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission KorNor. 2/2550 Re: Rules
e-service Online Submission Mutual Fund >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 14/2544 06/06/2001 16/06