Your Clients | - |- Books & Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of Interest | - |- Online Submission    Contact The Securities and Exchange

inaccurate financial positions in the financial statements, e.g. pseudo capital increase, accounting records without supporting factual evidence, inaccurate investment reports, and overexaggerated liquid

SEC’s proceedings, and records or any other past demeanors which indicate inappropriateness to be personnel in the capital market business. Investors are strongly advised to immediately check mutual

securities investment records and income statement. His wrongdoings were in violation of Clause 2 of Section 281/2 in conjunction with Sections 89/7, 307, 308, 311, 312, and 313 of the SEA. With his confession

used for the benefits of such TUCC executives. The actions of Yongyuth, Vacharee, Suchit, Nitaya and Suttirat to jointly proceed for TUCC to make false records on the purchase of black steel from eight

and the joint commission of, or consent to, the making of false entries in the accounting records and documents of STARK and its subsidiaries. The SEC therefore considered that the actions of Mr

; and records or past demeanors indicating unsuitability to serve as personnel in capital market businesses.  The SEC emphasizes that investors should regularly review their unitholding statements and

ทรัพย์ (regulated exchange) (4) “วงเงินจัดสรร” หมายความว่า วงเงินลงทุนในหลักทรัพย์ต่างประเทศหรือ สัญญาซื้อขายล่วงหน้าต่างประเทศซึ่งธนาคารแห่งประเทศไทยมอบหมายให้สำนักงานเป็นผู้จัดสรรวงเงิน” ข้อ 2 ให้ยกเลิก

: _______________________________________________________________________ 20) Is such representative regulated by or acceptable to the SEC Thailand? Yes No Address of registered office: _______________________________________________________________________

of proposed representative in Thailand: _______________________________________________________________________ 20) Is such representative regulated by or acceptable to the SEC Thailand? Yes No Address