{G}, they failed to record some of client trading orders correctly and completely.  In this regard, the SEC revealed their inappropriate actions and recorded such demerits for future reference if

, was not significantly different from its book value. In fact, B671 million of the land?s appraisal value plus the land filling payment was materially lower than its book value recorded at B946 million

Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. In this regard, the SEC revealed her inappropriate behavior and recorded such demerits for

. Nonetheless, she neither examined KYC/CDD documents of the client and the beneficial owner, nor recorded the beneficial owner's identity. In this case, the beneficial owner was an executive and a shareholder of

amounts of the interests were recorded as income in the GLH’s financial statements, which was considered fabrication of accounting records and exaggeration of GL operating results. Mr. Konoshita’s

and entered into derivatives contracts whose underlyings were the securities price of such companies while the companies’ draft financial statements were being recorded in the EY information system

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the

as shown in the table. Description Estimated total improvement cost (as of year 2018) Estimate and cost for accounting recorded in 1st quarter of 2019 Estimated total improvement cost (as of 1st

foundation improvement for Huay Bong 2&3 Wind Farm as at June 30, 2019 were as shown in the table. Description Estimated total improvement cost (as of year 2018) Estimated and cost for accounting recorded In