Premsinee or Wimonphak), and Boon together with other 4 persons colluded or agreed to trade TYM shares continuously through 9 securities trading accounts. They traded TYM shares in the manner that concealing
TYM shares continuously through 9 securities trading accounts. They traded TYM shares in the manner that concealing, inflating and stabilizing the share price and matching orders within the group which
). According to a referral from the Stock Exchange of Thailand and the SEC?s further investigation, Chayanont was found to have traded CHUO shares continuously during 28 April ? 30 May 2014, in such a way that
Diligence (KYC/CDD) and credit line review practices, particularly for those clients who have traded securities under cash balance rule or inappropriately transferred their securities to raise credit limits
referral from the Stock Exchange of Thailand, the SEC probed into the case and found that on September 16, 2013, {A} had traded 130.12 million SSI shares by placing a total of 299 trading orders through
. The SEC probed into the case and found that {B} traded securities on behalf of his client. He submitted trading orders through client's account and informed him afterwards. He also traded securities
prescribed under clause 5. Clause 13. The management company may provide services to customers outside the office hours which are prescribed by the Office only if the management company has publicly and
services to customers outside the office hours which are prescribed by the Office only if the management company has publicly and generally announced its opening hours. The management company may temporarily
revoke the approval of such branch office. Clause 16. The securities company wishing to temporarily or permanently close the branch office shall notify the Office and publicly announced its closing at its