digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and reliability enhancement of such
custody of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and
international standards, enhancing trustworthiness with up-to-date supervisory and preventive measures, promoting the capital market to become the fundraising channel for all businesses and important investment
waiver is neither inconsistent with nor contrary to the rules relating to the protection of the investors in the host country where such mutual fund offers investment units for sale; Clause 11 In the case
กับการลงทุนในผลิตภัณฑ์ดังกล่าวอย่างถูกต้องจากผู้ที่มีความรู้ความเข้าใจเกี่ยวกับผลิตภัณฑ์ดังกล่าว เป็นอย่างดี โดยได้รับความคุ้มครอง (investor protection) อย่างเหมาะสม ส านักงานจึงเห็นควรแก้ไข หลักเกณฑ์
insurance company; (9) mutual fund; (10) private fund managed by a securities company for the investment of ultra-high net worth investors, high net worth investors or investors under (1) to (9) or (11) to