first place. The clients therefore suffered damage.The 10 investment consultants worked for five securities companies, namely: (1) Capital Nomura Securities Public Company Limited, (2) Kasikorn Securities
Tower All Seasons Place, 45th Floor, Unit 3, Wireless Road, Lumpini, Pathumwan, Bangkok 10330 Tel. 66 2 654 3344 Fax. 66 2 654 3323 In the future, the Company has a plan to focus on lower investment in
support legal enforcement under the SEA after the criminal complaint has been filed. Since the financial transactions in this case took place overseas, the SEC has collaborated with and received
addition, SEC and the capital market business operators have already made necessary preparations and discussed guidelines on business continuity management. Also, respective business continuity plans have
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