Determination of Fees for Filing of Registration Statement, Registration and Other Applications (No. 32)
Arbitral Procedure Organized by the SEC Office (No. 2)
Rules on Appointment of a Third Party as a Service Provider on Behalf of an Intermediary or as a Marketing Agent of a Derivatives Fund Manager
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Re: Investment in Fund’s Assets (No.14)
Verification of Foreign Collective Investment Scheme and Announcement of Qualifying Scheme
The Repeal of Notifications related to Directors, Managers and Other Personnel of Securities Companies and Derivatives Business Operators
Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees
Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct
Provisions relating to Particulars, Terms and Conditions in a Trust Instrument of Real Estate Investment Trust