Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Business Operators Mutual Fund Registered Person Cross-border
the following manners, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession ; (2) Investing in or https
registered capital of digital asset exchanges, brokers and dealers; (2) Revision of the Net Capital (NC) rules as follows: (a) Minimum NC requirement : a minimum value of 25 million baht for business
securities business supervision: For example, repeal of the minimum requirement of paid-up registered capital of securities company, allowing the SEC Board to use discretionary power to prescribe required
eligibility criteria for undertaking the ICO portal business include (1) being a company established under Thai Law, (2) having registered capital of at least 5 million baht, (3) not having directors and
Homtuanlom, for operating derivatives business (gold future agent) without license and defrauding the public, causing a damage of 13 million baht. From the SEC?s investigation, these companies do not have
share offering information and, prior to making investment, must pass knowledge test on risks associated with the investment. In case of retail investors, each investor is allowed to buy shares not
characteristics: (a) being licensed or registered as a derivative dealer under the Derivatives Act, B.E. 2546; (b) if the Company is not qualified under (a), the Company shall demonstrate that it has one of the
vote of not less than three-fourths of total votes of shareholders who attend and grant the right to vote. However, shareholders who have conflict of interest in this issue are excluded from the vote