from committing the offense in an amount of 13,349.00 Baht     - a civil monetary penalty of 1,000,000.00 Baht     - a suspension of securities

monetary penalty of 12,923,481.50 Baht     - a bar from serving as a director or executive in a securities issuing company between 30/11/2020 and 29/11/2021   

the Civil Penalty Committee as follows :     - a civil monetary penalty of 1,000,000.00 Baht     - a bar from serving as a director or executive

determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 81,989,987.87 Baht SEC Act (before the fifth amendment) Section 243 (1) in conjunction

determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 81,989,987.87 Baht The SEC has banned Mr. Sittichai from holding the position of

account. 05/04/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 23,295,000.00 Baht

the offense in an amount of 3,504,418.00 Baht     - a civil monetary penalty of 4,380,522.50 Baht     - a suspension of securities and

offense in an amount of 30,880.00 Baht     - a civil monetary penalty of 500,000.00 Baht     - a suspension of securities and derivatives trading

Printable Format - Laws and Regulations Derivatives Dealer |- Definitions (Section 3) |- Licensing / Registration (Section 16) | - |- Licensing | - |- Activities NOT deem TO be classified AS

Shareholders Fund Manager Mutual Fund Supervisors Custodians Auditors Business Engagement Business Engagement Business Engagement Fees (section 14 and 19) Major Shareholders (section 90 and 91) Branch Office