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SEC hearing on proposed requirement of ESG compulsory training course for renewal of approval of capital market business personnel to promote sustainable investment

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=668

The SEC welcomes public comments on the proposed revisions to the regulations on approval of appraisal companies and lead appraisers for capital market transactions

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=688

SEC Thailand’s public hearing on proposed amendments and drafted regulation on unitholder data collection of mutual funds to sustain asset management companies in capital market.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=715

SEC Thailand’s Public Hearing on Drafted Regulations for Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency (Codified)

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=937

SEC and 12 capital market organizations co-launch the Capital Market Governance Promotion Initiative in Celebration of the Auspicious Occasion of HM the King’s Coronation, welcoming all sectors to

Minister Uttama Savanayana recaptured the national policy on capital market roles and expectations of good governance and sustainable competitiveness of capital market organizations for the audience of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8223

Microsoft Word - ELCID_Telemax Capital Increase

related party transaction pursuant to the Notification of Capital Market Supervisory Board No.Tor.Jor.21/2551 concerning the Related Party Transaction and the Notification of the Board of Governors of SET

https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201803/18028323.pdf

SEC signs MoU with Faculty of Law, Chulalongkorn University to provide training courses on business and human rights for business sector in capital market and develop personal information protection

developing business and human rights training courses for business sector in the Thai capital market is an assigned mission under the National Action Plan on Business and Human Rights Phase 1 (2019 – 2022

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8798

SEC extends deadlines for completing training courses and renewal of approval for personnel in the capital market business until 31 March 2021 to mitigate the impacts of COVID-19

SEC Secretary-General Ruenvadee Suwanmongkol said: “Due to the current situation of the COVID-19 outbreak, SEC has issued this support measure to help personnel in the capital market business to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8089

roles in the capital market

strategic directions in the Strategic Plan 2023-2025 is to raise potentiality of the Thai capital market towards “Sustainable Capital Market” by encouraging listed companies to conduct their businesses

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10386

SEC files a criminal complaint against the former managing director of Solaris Asset Management to DSI and prohibited him from performing his duties as personnel in the capital market business

pay interest, constituting an offense. The Investment Committee is considered to have the prohibited characteristics to act as personnel in the capital market business.** The SEC has suspended Mr

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8215