market regulatory agency; (2) The SEC will consider the participants’ qualifications in various areas, including capital adequacy, work systems, management structure, and conditions for relevant
money more efficiently, the SEC, with the approval of the Capital Market Supervisory Board at the Meeting No. 10/2565 dated 22 September 2022, is proposing a regulation that would require AMCs
and understanding on capital market as well as corporate governance, all of which will certainly be beneficial for improvement of provincial and family business management. As such, the SEC and our
somewhat more popular fund raising channel as witnessed by the continuous increase in corporate bond market value. Survey on asset management companies indicated that mutual funds for accredited investors
APU shares. Therefore, UPA proposes the proposal for approval from shareholders? meeting to decrease such purchase proportion of APU shares to not more than 75%. The UPA Board of Directors agreed that
comply with the SEC?s approved advertising or sales promotion guidelines issued by the Thai Listed Companies Association and Association of Investment Management Companies. Any business operator failing to
: Fee and service income of Baht 19.35 million increasing by Baht 14.90 million mainly from ICO portal service fee of SE Digital Co., Ltd., the Company’s subsidiary which has been granted an approval from
. Wacoal Corp. and SPI acting as major shareholder of both companies 12. SRP Nanasai Co., Ltd. Managing Director of SRP Nanasai Co., Ltd. acting as the company’s management 3. General description of the
., Ltd. acting as the company’s management 3. General description of the transactions : No. Type of transaction Description Total Amount 1. Supporting normal business transaction without general trading
Following the approval for crypto ETF establishment and trading on the US stock exchanges, a number of Thai investors show investment interest in such product. Securities companies are allowed to