. Notification of the Securities and Exchange Commission Kor Khor. 8/2554 Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives
/2014 Notification of the Office of the Securities and Exchange Commission Sor Thor. 14/2558 Rules in Detail on the Protection and Management of Conflicts of Interest (Synopsis) 07/04/2015 01/10/2015
._____________________________* Pursuant to SECTION 89/25, in auditing a securities company or a company in accordance with the auditing standards, either as the appointed auditor of such juristic person or as a person allowed
Capital Market Supervisory Board Tor Lor Thor. 8/2557 Rules on Personnel in the Capital Market Business (Codefied) 03/06/2014 01/07/2014 Notification of Capital Market Supervisory Board TorLorThor
Act B.E. 2546 18 03/07/2003 06/01/2004 2. Notification of Capital Market Supervisory Board TorThor. 25/2551 Initial and Maintenance Margin Requirements for Derivatives Trading in Derivatives
/2010 Notification of the Securities and Exchange Commission KorThor 11/2553 Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer 15/07/2010 01/08
Notification: (1) the terms “foreign securities” and “allocated quota” shall have the same meanings as such definitions as specified in the Notification of the Capital Market Supervisory Board concerning rules
Determination of Type of Juristic Person Classified as Institutional Investor 23/01/2004 06/01/2004 4. Notification of the Securities and Exchange Commission KorThor. 7/2547 Re: Registration of Derivatives
) dated 14 December 2016 . Clause 2 In this Notification: “ derivatives Broker ” means the person obtaining the derivatives business license in the category of derivatives brokerage, but not including the
) dated 14 December 2016. Clause 2 In this Notification: “derivatives Broker” means the person obtaining the derivatives business license in the category of derivatives brokerage, but not including the