guidelines for the custody of the client’s assets in accordance with the provisions of this notification. Such rules and guidelines must be made in writing, elaborating procedural steps of authorized person
) System to prevent damages to private fund assets, as well as related information and documents, and controlling system for acquisition and disposition of private fund assets; (c) System for verification
its client’s assets; (b) System to prevent damages to private fund assets, as well as related information and documents, and controlling system for acquisition and disposition of private fund assets; (c
credit rating agency from the possibility for the bank to receive financial support from the Government, if in need. Clause 7/3 3 To select credit rating information under clause 7/2, derivatives broker
financial support from the Government, if in need. Clause 7/33 To select credit rating information under clause 7/2, derivatives broker shall comply with the following rules: (1) shall make consideration of
point that this initial phase has already covered more than 200 listed companies selected for their outstanding sustainability efforts and/or commitment to disclosing information and setting the GHG
on Issuance for Sale of Sukuk and Disclosure of Information By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), as amended by the Securities and Exchange Act (No. 4
=title_th_default&start=0&rows=10 1 - 10 of 4,102 results Sort by: Relevance Date (Newest) Date (Oldest) SEC reveals guidelines to regulate digital assets issuers, related intermediaries and those who transact with
&fq=system_name%3ASEC_News&fq=system_name%3ASEC_News&fq=system_name%3ASEC_News&start=0&rows=10 1 - 10 of 461 results Sort by: Relevance Date (Newest) Date (Oldest) SEC reveals guidelines to regulate