: ___________________________________________________________ Tel No.: _____________________________ Fax No.: _________________________ Page 7 of 9 Form 35 – ARFP CIS Part H: Delegation or Sub-delegation of Functions by CIS Operator 26) Is any function of the
.: __________________________ Part G: Delegation and Sub-delegation of Functions by Hong Kong Covered Management Company 21) Is any function of the Hong Kong Covered Management Company delegated (and sub-delegated) to other
: ___________________________________________________________ Tel No.: _____________________________ Fax No.: __________________________ Page 7 of 9 Form 35 – HK-TH MRF Part G: Delegation and Sub-delegation of Functions by Hong Kong Covered Management Company
conducted by the mutual fund supervisor. 3.3.6 Delegation of the functions relating to investment management business Objective In the case of delegation of the functions relating to investment management
functions relating to investment management business Objective In the case of delegation of the functions relating to investment management business to the third party, the management company shall remain
functions correctly and will not make the intermediary breach or fail to comply with applicable laws and regulations, including relevant standards of business operation; (3/1)( having systems for
, and [ii] the intermediary’s personnel would be able to complete their functions correctly and will not make the intermediary breach or fail to comply with applicable laws and regulations, including
operations, KBank has centralized all necessary functions after customers’ credits have been approved, including legal and contract- related matters, preparation of collateral agreements, credit limit setup
Management1 Provide the names, nationality, addresses and functions of the issuer's directors and senior management or the person within the issuer who is responsible for the information contained in the