, a managing director responsible for the operation of K.C. Property Public Company Limited (KC), shall be liable for KC?s failure to prepare and submit the http://market.sec.or.th/public/idisc/en
the same day. Saowarat’s misconduct according to (1) is deemed failure to perform duties or provide services with loyalty by misappropriating client assets, and according to (2) is deemed acting
) Granting a waiver of an event of default under the terms and conditions for the company's failure to pay the principal and interest due on 8 April 2025, which is the original maturity date of the bond
JTS282A bonds. Key matters for consideration are as follows: Regarding JTS254A (1) Granting a waiver of an event of default under the terms and conditions in relation to the company's failure to
liable to collusion to commit a fraud and failure to perform duties with responsibility, discretion and integrity. NMG subsequently suffered damage from their violation or failure to perform duties
investment company, and shall also issue and impose disciplinary measures on violating listed companies by posting investor alert signs and determining a grace period. In case of failure to proceed as
understanding and acknowledgement.In any case, failure to comply with the SEC's order above is liable to violation or failure to comply with Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992)(SEA
further appropriate action can be taken in time.? ______________________________ *Failure to perform duties honestly under Clause 23(1) and failure to perform duties
Kacha Buacharoon, a securities investment consultant of Phillip Securities, for failure to keep complete records of clients? securities trading orders.Following the investigation report of Phillip
Bangkok, February 11, 2015 ? The SEC suspended {A}, a securities investment consultant of KT ZMICO Securities Company Limited, for trading securities on behalf of client; failure to perform the