other persons or for the benefit of the derivatives business operator, including a person who is authorized by the Board of Directors to be a member of a committee who performs the duty in management
derivatives business operator, including a person who is authorized by the Board of Directors to be a member of a committee who performs the duty in management relating to derivatives business, such as risk
provides services for other persons or for the benefit of the derivatives business operator, including a person who is authorized by the Board of Directors to be a member of a committee who performs the duty
Establishment and Management of Property Funds; “paid up capital” means the total value of the units which are paid in full. “REIT manager” means a person who performs the duty as REIT manager in accordance with
ตลาดหลักทรัพย์ . Derivatives broker shall arrange to have information system to ensure the information related to undertaking derivatives business, both in document or electronic format, are accurate, complete
พ.ร.บ. หลักทรัพย์ฯ หลักการและเหตุผล การปรับปรุงหลักเกณฑ์การจัดการกองทุนรวม เพื่อรองรับการแก้ไข พ.ร.บ. หลักทรัพย์ฯ ม.124/1 ซึ่ง บลจ. ต้องจัดการกองทุนด้วยหลัก fiduciary duty และติดตามดูแลการกระทำที่อาจ
Section 14 Securities and Exchange Act B.E. 2535 Section 14. The SEC shall have the power and duty to formulate policies to promote and develop, as well as to supervise, matters concerning securities
major areas, namely (1) improvement of business operation in such areas as data storage system, management system, custody of clients’ assets and sale promotion advertising, (2) reporting of duty