other returns when an event occurs that may impact their net capital, as determined by the SEC. This aims to provide greater flexibility and suitability. A transitional provision allows business
four on-ground activities and the introduction of new digital tools, as follows:1) Participating in Money Expo in Udonthani province during 4-6 October 2019 to promote provision of capital market
the six short-to-medium term focus areas identified in the Roadmap for ASEAN Sustainable Capital Markets (“Roadmap”). The meeting also accepted the provision of technical assistance from the Asian
The MOU reaffirms mutual intention to promote and support provision of pools of knowledge for listed companies and regulated entities under the SEC supervision to enhance their awareness of the
provision of services to a specific group of persons and regulatory sandbox, etc. This is to accommodate undertaking of new types of business and technology-driven services;(2) Enhancing supervision of
SEC Secretary-General Rapee Sucharitakul said, “previously the comprehensive provision of counselling and advisory service on investment would be limited to private wealth only while the general
for his violation of Section 313 of the SEA- the provision with the harshest punishment, whereby Suradej shall be liable to 5 years imprisonment and a fine of B2,356,000,000. Considering his confession
consolidated and separate statements of GFPT Public Company Limited (“GFPT” or “the Company”) and its subsidiaries (collectively, “GFPT Group”) for the 3rd Quarter 2017 as well as included any significant
in contacting investors in each category the company is required to assign separate personnel to do the task. This causes inflexibility in providing services to investors and overlapping with respect
creditors from the purchase of subsidiary 16.55 Million Baht but more advanced receipts from outsiders 28.29 Million Baht). Ua Withya Public Company Limited has recorded of provision for liabilities from