&start=0&rows=10 1 - 10 of 39 results Sort by: Relevance Date (Newest) Date (Oldest) Settlement Committee Order No. 1/2023 Dated 24/04/2023 Zipmex Company Limited During September 15, 2021, to May 7, 2022
for licenses as trading centers, brokerage firms and traders for digital assets from SEC.”Those seeking a digital asset license must contain the key qualifications as follows: (1) a Thai company as a
scheme shall submit information under (1) to securities company within the same period as that person responsible for undertaking of foreign collective investment scheme having duty to submit to investor
Deawwanich as two additional directors, there are currently only three directors whose names appeared on the company certificate, namely, (1) Mr. Suphanan Rittiphairoj (2) Mr. Chatnarong Chattrabhuti and (3
Bangkok, September 12, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for trading on a securities trading account of the client without
operation. 2. Debt securities underwriter, co-underwriter and its parent company and subsidiary company will be allowed to subscribe and be allocated the underwritten debt securities with a view to supporting
company, asset management company and commercial bank that sells investment units and market professionals such as investor contact, securities analyst, investment advisor and financial planner as well as
Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC
honesty by disguising that trading decisions were not actually made by clients; and receiving orders from persons not the owner of securities trading accounts. He was an employee of Tisco Securities Company