companies? performance, the SEC did not grant a waiver for the postponement of submission of the rectified and audited 2014 financial statements as well as deadline extension for submission of Q1/2015
trading account to buy 9,000,000 ESTAR shares based on inside information he learnt as the CEO. Such information was about the company?s Q4/2013 performance with significant increase in revenue and profit
guideline for selecting a suitable asset management companies and monitoring fund performance; 5) To provide a fact sheet for fund members to choose an investment plan; and 6) To provide information on
performance of PF/DF marketing agents, and (3) the compulsory seeking of clients? consent before disclosing their personal information. The consultation paper is available at www.sec.or.th. Stakeholders and
successful performance of any trigger fund may proceed only after accurate and complete information on all of the trigger funds under management is clearly disclosed for investors? comparison and decision
such, impractical and outdated regulations will be revised to support underwriters? performance with trustworthiness and responsibility to investors, which will eventually build up their own credibility
Mr. Pongsak Lothongkam Mr. Pongsak Lothongkam knew or possessed positive material information about SVI Public Company Limited (SVI) Q3/2021 performance which would be significantly increase
GIFT. This resulted in a significant decline in GIFT’s performance and revenue. Furthermore, Mr. Perajed personally benefited from the operations of GLOOMMING 18/07/2025 agreed to comply with civil
AAPICO Hitech Public Company Limited (AH) performance for Q3/2022 which would be significantly increased, alleged purchased AH share by using such insider information through MR. KOH LIAN KING’s securities
Public Company Limited (AH) performance for Q3/2022 which would be significantly increased. Subsequently, during 9 November 2022 to 14 February 2022 prior to AH’s disclosure of such inside information to