(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
available to pay debt securities holders; b. provision requiring the issuer to maintain certain financial ratios; c. provision that restrict the issuer from creating additional debt under certain conditions
ทรัพย์สินของกองทุน (transaction cost) เคร่ืองมือในกลุ่มนี้ เช่น swing pricing, anti-dilution levies, redemption fee เป็นต้น 2. กลุ่ม restrict access to investor capital มีวัตถุประสงค์เพื่อชะลอการเทขาย
B.E. 2535 (1992), which contains certain provisions that restrict the rights and liberty of a person, which is provided for by virtue of legal provisions, according to Section 29, in combination with
rectify data or to add additional data; Right to erasure: You have the right to request the SEC Office erase your data for certain reasons; Right to restriction of processing: You have the right to restrict
: You have the right to request the SEC Office erase your data for certain reasons; Right to restriction of processing: You have the right to restrict the use of your personal data for certain reasons
Capital Market Supervisory Board relating to the offering of infrastructure trust units which will be proportionately paid to other unit holders. (2) restrict the voting right of the following unit holders
may restrict the import or export of capital, or affect the issuer’s ability to make payment to non-resident holders, they shall be disclosed in the registration statement. D. Statement by Experts If
Clause 14, the management company shall disclose the information having the content identical to the fund project and the latest draft prospectus to the investors via the Office’s electronic transmission