in the Capital Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications.
Capital Market Supervisory Board No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which has been promulgated in replacement of the said two
. TorLorThor. 8/2555 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications.
Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications.
Supervisory Board No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications.
their inability to comply with the rules or conditions to be exempted; (3) the Thai government agencies adopt other measures that are sufficient and a substitute for their non-compliance with the rules or
measures that are sufficient and a substitute for its non-compliance with the rules or conditions to be exempted. In granting an exemption under Paragraph 1, consideration shall be given to the
in its inability to comply with the rules or conditions to be exempted; 5 (3) the foreign entity who submits the application adopts other measures that are sufficient and a substitute for its non
client in replacement of {B}. Seeking benefits from the client during the performance of duties, trading securities on behalf of the client and failure to comply with KYC/CDD procedures were in violation