cancellation and take legal action against those involved in the transactions.
Niran's employment, taken legal action against him and paid a compensation for the affected client.?
related to business operation regarding benefits for economic and social development, potential for long-term business continuity or compliance with other laws including environmental impacts beyond legal
www.sec.or.th. Stakeholders and the interested public are welcome to submit comments through the website, or through facsimile number 0-2263-6476 or e-mail legal@sec.or.th until September 25, 2011.
Police against {X1} Co., Ltd. and {A}. In this connection, any person suffering damage from investment with the aforesaid persons should contact the ECD Police at 0-2237-1199 for further legal proceedings
complaints against the above four persons with the DSI for further legal proceedings.In any case, filing a criminal complaint commences the criminal justice administration whereby the court with judge the case
fined each of them 1,718,816.18 baht. Meanwhile, the SEC will take further legal actions against those declining to enter the settlement procedures.
. As the said four alleged offenders declined to enter the settlement procedure, the SEC therefore filed the criminal complaint against them with the DSI for further legal proceedings. In any case, the
. The SEC therefore filed the criminal complaint against both persons with the DSI for further legal proceeding. Consequently, they are automatically barred from serving as capital market personnel or as