/15 and Section 89/17, is it allowed to keep important documents in the electronic system only to save paper and storage space? Otherwise, are both the originals and copies https://www.sec.or.th
. Clause 7 A derivatives broker shall keep the evidence relating to derivatives trading under the following criteria: (1) records of advice given to customers and https://publish.sec.or.th/nrs/5644pe.doc
where the giving of advice or negotiation with a client is made on telephone or electronic means, a securities company shall keep the https://publish.sec.or.th/nrs/5776pe.doc Section 4 instruments or
giving of advice or negotiation with a client is made on telephone or electronic means, a securities company shall keep the https://publish.sec.or.th/nrs/5776pe.doc Section 4 instruments or evidence
digital assets of http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 2/2024 Dated 30/01/2024 Orbix failed to keep customers' digital assets in accordance with the notification of
review of the existing laws and regulations. The reviewed laws and regulations that are not necessary or do not keep pace with situations or remain obstacles to livelihoods or engagement in occupations
SEC, thus providing basic information for investors’ decision making and self-protection against capital market frauds. The mobile app is also a convenient channel for the SEC to communicate and keep
knowledge and skills to exploit technological loopholes and commit more crimes. Therefore, as a regulatory agency, both the AMLO and the SEC must keep abreast of the latest information and technological
.___________________________Remark:Regulatory Guillotine is the regulatory review of the existing laws and regulations. The reviewed laws and regulations that are not necessary or do not keep pace with situations or remain obstacles to
statements or nature of business opreation woud be subject to cash balance trading, symbolized by te ?C? sign.Investors are advised not only to keep abreast of the important information disclosed by listed