) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator (issued by CIS Operator) [ ] 5. Evidence on the appointment of an authorised person of CIS Operator
Securities Borrowing and Lending (Principal and Agent) (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company Name Website ASPS ASIA PLUS SECURITIES CO.,LTD. http://www.asiaplus.co.th BLS
) 6 . . . . . . (7) . . . (8) (9) (10) (11) Foreign Institutional Investor (FII) P a g e 45 | ( ) KTFFE86 86 Krung Thai Fixed Income FIF Enhanced86 Not for Retail Investors (12) (Tax Agent Fee) (13) Sub
จากที่ก าหนดให้แสดงไว้ในรายการที่ 1.1.1 – 1.1.2 เช่น รายได้จากการเป็นตัวแทนในการรับซื้อหลักทรัพย์ (Tender offer agent) เป็นต้น ทั้งนี้ ไม่รวมถึง ค่านายหน้าหรือผลตอบแทนจากการเป็นตัวแทนเพื่อซื้อขายหรือแลก
600,000 or 21,234,000 THB which this amount, the shareholders of NPSI have forwarded to their (Escrow Agent). Posting to the informant to the Escrow Agent the company is expected to receive the tender
which are a selling agent; (b) the fee for selling and accepting redemption of investment units withheld by other securities companies which are a selling agent. Clause 11 A private fund management
of investment units paid to other securities companies which are a selling agent; (b) the fee for selling and accepting redemption of investment units withheld by other securities companies which are a
…………………………………………………………………… Representative of Debt Securities Holders………………………… Registrar and Paying Agent…………………………………….……… Warnings: “Prior to making an investment decision, investors should exercise their own judgment when considering
derivatives agent” means the person who contacts, solicits or gives advices regarding trading in derivatives or analysis of value or properness of trading in derivatives products or underlying products for
licensed from the SEC. (5) “derivatives regulatory association” means association approved by the SEC to be derivatives regulatory association. (6) 1 “customer contact person for derivatives agent” means the