sustainable finance whereby the capital market facilitates capital allocation to support economic activities that take into account environmental, social and governance (ESG) issues, and (5) To use technology
SEC files criminal complaint against 15 alleged offenders on account of price manipulation of 12 securities Bangkok, May 8, 2012 ? The SEC today filed a criminal complaint against 15 alleged
, providing that the SEC will prescribe appropriate initial subscription by taking into account the instruments? complexity and risk level.At the first stage, the SEC will allow offer for sale of ?unrated bonds
:(1) Every five percent report will apply only to securities issued by company listed on the Stock Exchange of Thailand (SET);(2) Submission of a copy of report to the SET will no longer be required as
Bangkok, March 10, 2014 ? The SEC jointly with the Association of Investment Management Companies (AIMC), the Stock Exchange of Thailand (SET), the Thai Bankers? Association (TBA), the Association of
performing any action in violation of law.The SEC probe into the case and found that the four investment consultants, responsible for securities trading accounts of overseas brokers (omnibus account
subsquently strengthen market credibility, balanced market ecosystem, efficiency and competitiveness. Well-rounded perspectives and practicality are taken into account in response to increasing varieties of
assessment showed that 60 percent of listed companies on the Stock Exchange of Thailand (SET) have placed priority on anti-corruption practices while 19 companies have been certified by the Collective Action
Following a referral from the Stock Exchange of Thailand (SET) in March 2023 and the SEC’s further investigation, the findings and evidence indicated that during 5 August – 9 November 2022, these
Ref.No.IVL006/05/2018 14 th May 2018 President The Stock Exchange of Thailand Subject: Acquisition of Equity stake in Avgol Industries 1953 Ltd., Israel The Board of Directors’ Meeting No. 3/2018 of Indorama