somewhat more popular fund raising channel as witnessed by the continuous increase in corporate bond market value. Survey on asset management companies indicated that mutual funds for accredited investors
study on asset allocation for retirement savings in a group of working age investors. The allocation was made among common stocks, bonds, bank deposit and gold in appropriate mix adjustable through life
? intention and brought about disputes between the clients and the investment consultants as well as the securities firms. Therefore, the SEC urges collaboration among investors not to make such authorization
. Investors are strongly advised to consult the SEC list of licensed and registered intermediaries under the License Check and Investor Alerts banners at www.sec.or.th. Whistleblowers may report clues or
remuneration, financial disclosure, the behaviour of institutional investors, boardroom practices and the functioning of stock markets. Sound corporate governance is an essential element for promoting capital
regulations will be amended to support the conversion which will be beneficial to investors and facilitate the private sector?s investment expansion without compromising investor protection,? concluded Mr
(greenfield) project and must be closed-end with no less than 2 billion baht registered capital. The fund must also set a clear policy on distribution of investment units to retail investors and be listed on
recording system for phone orders. Investor contacts, meanwhile, must take and keep complete and accurate information on their clients orders. And investors themselves must not ignore securities firms
agreements ? may hold such investments until maturity but are not allowed to make new investments in such instruments. ?Investors having securities or futures trading accounts normally deposit cash with the
สำคัญ (putting investors first)