eligible digital asset-related services are: (1) Digital Asset Exchange, (2) Digital Asset Broker, (3) Digital Asset Dealer, (4) Digital Asset Fund Manager, (5) Digital Asset Advisor, and (6) Digital Asset
asset business operators under the SEC’s supervision are: 1. Digital Asset Exchange 2. Digital Asset Broker 3. Digital Asset Dealer 4. Digital Asset Fund Manager 5. Digital Asset
, digital asset fund manager, and digital asset advisory service etc.
Fund Manager 5. Digital Asset Advisory Service Provider 6. Digital Asset Custodial Wallet Provider
, General Manager, Mars Wrigley Asia และ Ms. Chitra Hepburn, Managing Director and Head of ESG & Climate, APAC, MSCI เมื่อวันที่ 7 กันยายน 2565 ณ โรงแรม The Westin Singapore ประเทศสิงคโปร์รองเลขาธิการ ก.ล.ต
, investment analyst and investment planner, and at the amount of 10,000 baht in case of a fund manager. SEC has therefore proposed amendments to the regulations on supervision of capital market
ผ่านผู้ที่ได้รับอนุญาตประกอบธุรกิจผู้จัดการเงินทุนสินทรัพย์ดิจิทัล (Digital Asset Fund Manager) และ (2) กำหนดให้ผู้ประกอบธุรกิจสินทรัพย์ดิจิทัลต้องจัดให้มีการทดสอบความรู้ผู้ลงทุน (knowledge test) ก่อน
by requiring the auditors to obtain prior approval from SEC. In addition, the auditors must be associated with the audit firms recognized by SEC. The auditors, however, shall not be director, manager
channels to unitholders because the fund’s annual report has already been required to be sent to unitholders and published on asset management companies’ websites. Also, the rules on fund manager training
his approval as investment consultant and branch manager or equivalent position for two months for failing to comply with the client’s instruction, effective from 5 April 2019, and disclose the