her approval and banned her re-entry into the industry for two years.Also reported by his employer Bualuang Securities PLC, the SEC probed into {B} case and found that {B} had been entrusted to trade

Head Office Data not found Other Financial Institution   Company Name Head Office Data not found Foreign Juristic Person   Company Name Head Office Data not found Note : * refers to inactivated

IFEC, to disclose the BOD resolutions via the SET information system and to speedily organize a shareholders meeting.The SEC has also warned that if any IFEC directors are found to act in such a way as

information and delayed disclosure of the said information as long as possible. On the contrary, the previous research found that, for financial statement disclosure, the companies usually rushed into

Securities (Thailand) Public Co.,Ltd., the SEC probe into the case and found that {A} made trading confirmation and informed the clients of receipt and payment. In addition, trading reports for a number of

Limited, the SEC further probed into the case and found that {A} persuaded the client to open the securities trading account and traded securities on behalf of such client. It was found that {A} determined

.   Regarding the share transfer case, Auracha, then an invesment consultant at AEC, was found transfering shares in the client's trading account into her mother's account for her own benefits. Such share

negligent with regard to supervision of the company?s core work systems.   Regarding the share transfer case, Auracha, then an investment consultant at AEC, was found transfering shares in the client?s

organizer in advance, informing them of these concerns before the event date.On 7 September 2024, the date of the event, the SEC conducted an on-site inspection and found that some exhibitors were engaging in

complaint inspection report from Apple Wealth Securities, the SEC has investigated further and found that Pisist had solicited a client to trade securities to earn the set interest rate of 8 percent within