home country where its official agency or regulator is a member of International Organization of Securities Commissions (IOSCO), whose regulation on certain derivatives business is not inferior to those
its official agency or regulator is a member of International Organization of Securities Commissions (IOSCO), whose regulation on certain derivatives business is not inferior to those prescribed in the
necessary to have clear operating system in place concerning fund management. The Office hereby issues the regulation relating to the operating system for fund management which shall be prepared by the
activities which is trusted and confided by the investors, it is therefore necessary to have clear operating system in place concerning fund management. The Office hereby issues the regulation relating to the
Office hereby issues the regulation relating to the operating system for fund management which shall be prepared by the management company.
regulation issued under The Emergency Decree on Public Administration in Emergency Situations from the Coronavirus disease 2019 (COVID-19), and low spending season. Even though online sales channel have been
due to temporary closure of 11 branches since March 22, 2020 in order to comply with regulation issued under The Emergency Decree on Public Administration in Emergency Situations. Performance Analysis
law and regulation, and information technology. Questions Yes No 7.3 Executives at all levels participate in risk management. 7.4 The company assesses the significance of risks by considering the
มีการรับฟังความเห็นเกี่ยวกับแนวทางการเข้าร่วมโครงการทดสอบและ พัฒนานวัตกรรมเพ่ือสนับสนุนการให้บริการทางด้านตลาดทุน (Regulation Sandbox) และได้จัดท าเอกสารฉบับนี้ขึ้น เพ่ือขอรับฟังความคิดเห็นจากภาคธุรกิจ