draft prospectus for initial public offering of shares. The SEC's probe found that {X1} Company and {A} did not exercise due care in verifying relationships between the applicant and a company in the case
services of securities firms. Vasant Thienhom, Deputy SEC Secretary-General said, ?The SEC found that some investors have solicited other investors and investing public, either verbally or through LINE as
Bangkok, April 11, 2013 - The SEC revoked the approval of investment consultant {A} of Finansia Syrus Securities Plc.Following client complaints, the SEC upon investigation found that {A} had agreed
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
The SEC has found that World app users will receive WLD tokens through an airdrop after registering for the service via the World App and verifying their humanity (Proof of Human) through an Orb
Securities (Thailand) Plc. for one month; and (3) {C}, a former investment consultant of Kiatnakin Securities Co., ltd., for three months. In the case of {A}, the SEC found that he had taken trading orders
her approval and banned her re-entry into the industry for two years.Also reported by his employer Bualuang Securities PLC, the SEC probed into {B} case and found that {B} had been entrusted to trade
Head Office Data not found Other Financial Institution Company Name Head Office Data not found Foreign Juristic Person Company Name Head Office Data not found Note : * refers to inactivated
IFEC, to disclose the BOD resolutions via the SET information system and to speedily organize a shareholders meeting.The SEC has also warned that if any IFEC directors are found to act in such a way as