Bangkok, June 21, 2013 - The SEC revealed that the Settlement Committee imposed a fine of 500,000 baht on {A} for using inside information to sell shares of {X1} Plc. With the referral from the
Bangkok, June 16, 2015 ? The SEC is seeking public comment on the draft regulations to be issued under Section 152 of the Derivatives Act B.E. 2546 (2003) on payment of bounty to the informer. Under
Bangkok, October 6, 2015 ? The SEC is seeking public comment on draft rules governing business operators of investment services to customers in foreign currency denominated products which are offered
Bangkok, May 26, 2016 ? The SEC is seeking public comments on draft rules concerning disclosure of reports of foreign issuers with regard to securities holding and tender offer for business takeover
Bangkok, May 23, 2016 ? The SEC is seeking public comments on draft rules concerning disclosure of reports of foreign issuers with regard to securities holding and tender offer for business takeover
Bangkok, May 30, 2013 ? The SEC is seeking public comment on the revision of regulations on capital market personnel for greater prudence, appropriateness and standards in order to enhance
Bangkok, February 19, 2015 ? The SEC lifts up mutual fund rules to allow investment in derivatives and structured notes (SN) in line with international standards.Vorapol Socatiyanurak, SEC Secretary
year, everyone is welcome to visit the SEC booth presented under the theme ?Be Smart, Ask First? at SET in the City 2014.At the SEC booth, visitors will learn to ask the right questions to gain more
million baht. Following the Stock Exchange of Thailand (SET)'s report on the irregular trading of RS shares due to a particular group of people, the SEC probed into the case and found that during