this Notification “Management company” means securities company licensed to undertake securities business in the category of private fund management. “Manager” means a person assigned by director of a
) “mutual fund merger” means merger of two mutual funds or more into a new mutual fund established to purchase or accept the transfer of assets, rights and duties of former mutual funds as specified in the
amended regulations on custody of assets, with key essences as follows: (1) Withdrawal or transfer of fiat money from the accounts opened for the benefit of clients shall comply with the principles for
) Plc., committed dishonest acts during 2006-2008. She deceived a foreign investor into affixing his signature on a blank securities withdrawal/transfer form, claiming that the client could not receive
unit dealing? (d) What is the procedure for automatic switching of investment units? (e) What are the procedures and restrictions on transfer of investment units? (f) By which channel can unit holders
aen, to NML nt from NM ML at the com randum of t and the paym 24 Decemb resolution No. 16/2018 mphoe Muea f Disposing Double Tre Manager hange of Th Memorandum roup Public is made to blic Compa nimously
Ref Ref. HF 0021 / 2018 February 23rd, 2018 Subject : Notification of the resolution of the Board of Directors No. 1/2018 (Edit) To : Director and Manager of The Stock Exchange of Thailand We, Hwa
/2018) To : Director and Manager of The Stock Exchange of Thailand We, Hwa Fong Rubber (Thailand) Public Company Limited, would like to notify the resolution of the Board of Directors Meeting No.1/2018
Ref Ref. HF 0021 / 2018 February 23rd, 2018 Subject : Notification of the resolution of the Board of Directors No. 1/2018 To : Director and Manager of The Stock Exchange of Thailand We, Hwa Fong