, no one had made any investment following the solicitation by such scheme.In the case of Lederer (Thailand) and its authorized director Kanyakorn, investors were persuaded to make an investment at the
investors. Such new regime would promote a market environment conducive to competition in line with the Ease-of-Doing-Business Policy of the public sector. The new regime would also keep the existing
progress in evaluating PVD performance. It also encourages institutional investors, PVDs included, to make responsible investments for members? long-term benefits while taking into account the best interest
account owner's knowledge to prevent potential damage. Recently, the SEC has punished offenders who caused damage to investors in several cases. In any event that an investor truly wishes to have a person
implement I Code in the financial management for its members. The I Code is a guideline for financial management of institutional investors, which emphasizes sustainable returns, as well as responsible
to provide securities advisory and analysis services to Thai investors under the Framework of ACMF, for example, they must be approved as another type of “capital market professional” under the
and listed companies to comply with IOSCO standards and enhance the reliability of the Thai capital market and the confidence of domestic and overseas investors, the SEC has taken into account the
, the decision to prosecute by public prosecutors, and ultimately the judicial discretion of the court in rendering a verdict.The public and investors can check the list of licensed digital asset
financial frauds and scams, in new and old forms, is also essential. Insightful investment knowledge will help investors take precautions and protect themselves from falling victim to those fraudsters and
. Based upon these evidences, the SEC believed that Shine, Pataman and Supichaya had colluded to defraud other investors by making false appearance about trading in SLC shares using trading accounts and