+&' 2 &) +&' 2 = >?' x +&' x ' &)>?'?'=2:+&*1 ? . &) &)1% = % x &)1%' (9%2 & fixed-haircut approach &)%+9&) 3 : ) "%%% &)" %
แต่ต้องแสดงให้ผู้ลงทุนเข้าใจถึงประเด็นที่ส านักงานก าหนด เช่น กรณี กองทุนรวมตราสารหนี้ (“daily fixed income fund”) ควรแสดงข้อความเพื่อให้ผู้ลงทุนเข้าใจในความแตกต่าง ระหว่าง daily fixed income fund กับ
. In this regard, the management company shall appoint only one [1] person who obtain approval to be listed in the register according to rules set out in the second paragraph of Clause 6. (2) in case the
fund manager. In this regard, the management company shall appoint only one [1] person who obtain approval to be listed in the register according to rules set out in the second paragraph of Clause 6. (2
files the Registration Statement and draft prospectus together with filing the application to obtain approval, it shall be deemed that the submitted Registration Statement is the evidentiary documentation
supervision of other organization and later obtain license to undertake securities business; (b) Any juristic person established under foreign laws which is permitted by such laws to undertake securities
financial institution which is under the supervision of other organization and later obtain license to undertake securities business; (b) Any juristic person established under foreign laws which is permitted
professional in accounting, finance, business administration, economics or law; Clause 2. The person with power of management of the derivatives business operator must obtain approval from the SEC Office. Clause