persons shall not be in aggregation at a time greater than one third of the total sold units of a mutual fund. Such limitations on unitholding are to ensure that investment units are widely allocated to

making of investors. For example, company does not disclose information that affects financial position or does not submit financial statements or financial statements are incorrect** and will fall into

digital asset dealer.Compared to securities business, digital asset businesses have not yet expanded into digital asset advisory service and digital asset fund management. Earlier, securities companies

Upon the review of the Securities and Exchange Act, SEC finds that certain provisions of the law do not support the issuance of debt securities under the current economic situations. For example, the

SET to consider reviewing and checking whether or not the criteria still reflect true distribution of shares to minority shareholders amid the changing market conditions.”  The price of DELTA shares

and related persons must submit hardcopy documents and also online documents through electronic system, which might cause burden on the private sector and it does not go accordingly with the

. 2535 (1992) and the Derivatives Act B.E. 2546 (2003) do not keep pace with these rapidly changing environments which may unintentionally limit the area that business operators can make use of

9556, 9935, 9822 or 6076. The criteria for considering whether or not a person operates any of the aforesaid businesses are as follows:   (1) In the case of “digital asset investment consultant

the Internet, and the inconvenience for thorough reading of lengthy registration statements and prospectuses.The proposal is not expected to add much compliance cost because in practice issuers tend to

trading accounts regularly, as prepared by the responsible securities companies, and not to fall for promises of guaranteed returns because investment in the capital market could either yield profits or