Giving of Advice to the Public Which Securities Companies Licensed to Undertake Securities Business in the Category of Investment Advisor Are Not Allowed to Do 03/08/2009 01/09/2009 Contact The
/12/2011 VENTURE INCORPORATION PUBLIC COMPANY LIMITED 2010 Company Year 31/12/2010 VENTURE INCORPORATION PUBLIC COMPANY LIMITED 2009 Company Year 31/12/2009 VENTURE INCORPORATION PUBLIC COMPANY
Exchange and Derivatives Clearing House dated 16 May 2005 shall mean reference to this Notification. Clause 6. This Notification shall come into force as from 1 September 2009. Notified this 3rd day of
2009 except Clause 5(5) and Clause 6 which shall come into force as from 16 February 2010. Notified this 28 th day of October 2009. - Signature - (Vijit Supinit)) Chairman Securities and Exchange
, 2009 13 THANACHART SECURITIES PUBLIC COMPANY LIMITED Aug 14, 2009 14 BUALUANG SECURITIES PUBLIC COMPANY LIMITED * Jan 15, 2010 15 I V GLOBAL SECURITIES PUBLIC COMPANY LIMITED Sep 17, 2010 16 KIATNAKIN
of the Securities (4794) 03/08/2009 01/09/2009 Circular SEC. Nor Phor. (Wor) 27/2558 Clarification on Short Selling and http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1
Manager B.E. 2552 (2009) __________ By virtue of Clause 3 (1) and (2), Clause 11, Clause 19(6) and Clause 20 of https://publish.sec.or.th/nrs/5197pe_r.pdf Translation Exchange Commission Governing Rules
, during the period from 5 January 2009 to 13 October 2009 Numkrit ? then assistant director of UBS International Equity Sale responsible for providing brokerage services to local and foreign institutional
Establishment and Management of Funds dated 20 July 2009; (2) Clause 4(1) of the Capital Market Supervisory Board No. TorKhor. 55/2552 Re: Rules, Conditions, and Procedures for Brokerage, Dealing, and