characteristics of personnel in the capital market business as well as major shareholder of securities company and derivatives business operator. SEC places a crucial importance on operating business and
is manageable. In addition, if the business operation is proceeded according to the proposed business plan, the operating results will be significantly improved. W will seek an approval for the
reflects that there still are chances that even more entrepreneurs would be able to raise funds via the capital market. Furthermore, SEC had been continuously operating its “SEC Caravan to the Provincial
Stock Exchange of Thailand (SET) and the SEC's further investigation, Jajjai, who was then Vice President and Executive Director of MODERN, had access to the information on the operating results of a
the information on the operating results of a specific business of MODERN while attending the Board of Executive Directors meeting. Such inside information supported the prediction that the net profit
exchange, (2) digital asset broker, and (3) digital asset dealer ? all required to obtain an approval for operating respective businesses from the Minister of Finance and to maintain the standards specified
serve specific investment purpose or to be suitable for particular targeted investors. Meanwhile, much importance should be placed on the quality of sellers, operating systems and advice given to
situation and will be utmost benefit for the company in the future. However, IFA has an observation that AM?s service fee should be based on operating profit or net profit, and it should not be charged if GJS
Homtuanlom, for operating derivatives business (gold future agent) without license and defrauding the public, causing a damage of 13 million baht. From the SEC?s investigation, these companies do not have