investments and verify information before making investment decisions. Lists of SEC-approved investment consultants, business operators and investment products can be conveniently checked via the SEC Check
องค์กรในตลาดทุนมีการกำกับดูแลและควบคุมภายในด้าน Cybersecurity หรือ IT ที่ดี และมีความพร้อมรับมือกับภัยคุกคามไซเบอร์ โดยมีวิทยากรผู้ทรงคุณวุฒิจาก ASEAN Chief Information Officer Association มาร่วมถ่ายทอด
least three quarters of total voting rights less interested shareholders to be approved. Accordingly, the SEC suggested ADAM shareholders carefully study relevant information, exercise their rights to
. # # # Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer
Signatory A of IOSCO MMOU concerning Consultation and Cooperation and the Exchange of Information, (3) CIS operator must appoint licensed securities broker as selling agent and (4) selling agent must comply
regulator which is a member of International Organization of Securities Commissions (IOSCO) and Signatory A of IOSCO MMOU concerning Consultation and Cooperation and the Exchange of Information, (3) CIS
underwriter and client in that it will provide securities underwriter with the information on client?s risk appetite, thus, allow giving of advices or offering of products suitable for client. The revised
executives? and personnel's capability, and promotion of innovation and responsible business operation, and (3) to monitor and disclose information by ensuring appropriate risk management and internal control
appropriate audit evidence on the matters. The SEC therefore instructed PRO to rectify the financial statements, cooperate and satisfy the auditor of supporting information and documents, and then submit to the
?s information disclosure system. Earlier, the auditor had, in accordance with Section 89/25 of the Securities and Exchange Act B.E. 2535 (1992), informed the company?s audit committee of the